Please complete the form below to “Ask Diane” your compliance and/or regulatory question for Diane Rhodes, TDA’s Senior Policy Manager. The selected question and answer will be posted on the “Ask Diane” section of tda.org, on social media, and in an upcoming issue of a TDA publication. Questions selected for publication will be those that will assist the majority of members. Other questions will be answered on an individual basis.

Please note: You must be a member to receive an answer to your question. Please keep in mind that more complex questions or those that pertain to a unique situation may require extensive research and may take more time to answer.